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ROC Compliance
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MGT-7/AOC-4, DIR-3 KYC, MSME Form I, and event-based MCA forms — tracked so penalties and director disqualification risk stay low.

Every company under the Companies Act, 2013 must meet mandatory annual and event-based filings with the Registrar of Companies. Non-compliance attracts compounding penalties, director disqualification, and in serious cases striking off. We calendar MGT-7/MGT-7A, AOC-4, ADT-1, DIR-3 KYC, and MSME Form I so nothing is missed.

Annual Filings

ROC Compliance Calendar

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AOC-4

Financial statements filing with the Registrar of Companies

Due: Within 30 days of AGM
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MGT-7

Annual return filing containing company details and shareholding

Due: Within 60 days of AGM
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DIR-3 KYC

Director KYC verification for all active directors

Due: 30th September annually
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ADT-1

Auditor appointment notification to MCA

Due: Within 15 days of AGM
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DPT-3

Return of deposits or transactions not considered as deposits

Due: 30th June annually
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MGT-14

Filing of board and special resolutions with ROC

Due: Within 30 days
Why It Matters

Consequences of Non-Compliance

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Heavy Penalties

Late filing attracts penalties ranging from ₹100 to ₹5 lakh per form

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Director Disqualification

Non-compliant directors can be disqualified under Section 164

Company Strike-Off

ROC can initiate strike-off proceedings for inactive companies

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Prosecution

Serious defaults can lead to criminal prosecution of directors

What We Cover

Our ROC Services

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Annual Compliance

  • Filing of annual returns (MGT-7/MGT-7A)
  • Financial statement filing (AOC-4)
  • Director KYC (DIR-3 KYC)
  • Auditor appointment (ADT-1)
  • Conducting AGM and maintaining minutes
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Event-Based Compliance

  • Change in directors or KMP
  • Increase in authorised share capital
  • Change in registered office address
  • Allotment of shares (PAS-3)
  • Charge creation and modification

Stay Compliant with ROC Requirements

Avoid penalties and prosecution — let our experts handle all your ROC filings

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